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Available Jurisdictions  

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Available U.S. States
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Arkansas
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Connecticut
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Georgia
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Oklahoma
Oregon
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Texas
Utah
Virginia
Washington
Wyoming

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Restricted Jurisdictions    


In furtherance of Glendale Securities, Inc and Penson Financial Services, Inc's efforts to implement policies and procedures designed to detect and prevent money laundering activities, please be advised that, Penson will not open any new accounts for customers that are a citizen of or are reside in the following foreign jurisdictions that have been designated to some extent under the U.S. Patriot Act as a blocked jurisdiction. Zimbabwe* has been added pursuant to the OFAC Interim Final Rule which adds new regulations regarding the blocking of property of persons undermining democratic processes or institutions in Zimbabwe published in the Federal Register on July 29, 2004 (Volume 69, Number 145).

Restricted Countries
Afghanistan
Angola
Burma (sometimes referred to as Myanmar)
Cuba
Iran
Iraq
Libya
Nauru
North Korea
Sudan
Syria
Zimbabwe*

 

    
     
Unavailable Countries    


Glendale Securities, Inc. may need to be licensed by your jurisdictions in order for you to open an account. If your country is listed below, we are unable to open an account for you at this time due to registration requirements.

Unavailable Countries*
Canada

 

 

    
     
*This is not a complete listing of the jurisdictions that Glendale Securities, Inc. is unauthorized to open new accounts.    
     
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System response and access times may vary due to market conditions, system performance, and other factors. Non-U.S. residents may be subject to country-specific restrictions. Options involve risk and are not suitable for all investors. This is not an offer or solicitation for brokerage services, investment advisory services, or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction. View Registered Jurisdictions.
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