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Privacy Policy  

Review the Privacy Policy of our clearing partner Penson Financial Services, Inc.

Contact Us if you would like to opt-out or if you have questions regarding our privacy policy

Margin Disclosure
Day Trading Disclosure
SEC Rule 605 & 606
Options Risk Disclosure
Customer Identification Program
Penny Stock Disclosure

Business Continuity Planning

Open New Account


Glendale Securities, Inc. is committed to safeguarding the confidential information of its clients.  We hold all information provided to us in the strictest of confidence.  We only disclose information to nonaffiliated third parties as permitted by law.  Our policy with respect to personal information about you is presented below.

The Information We Collect About You.  The non-public personal information we collect about you comes primarily from you or your broker, when you apply for, access and use financial products and services offered by your broker. 
This information may include:

  • items such as your name, address, telephone number, social security number, occupation, and income;
  • information relating to your transactions, including account balances, positions, and activity;
  • information which may be received from consumer reporting agencies, such as credit bureau reports and other information relating to your creditworthiness
  • other information you provide on application forms.

How We Protect Personal Information.  We limit employee and agent access to information only to those who need to know in order to provide service to you, and only to nonaffiliated parties as permitted by law.  (For example, federal regulations permit us to share a limited amount of information about you with our clearing agents in order to execute securities transactions on your behalf.)  We maintain physical, electronic, and procedural safeguards that are designed to comply with federal standards to guard your information.

Our Disclosure Policies.  We do not disclose your information to anyone, except as permitted by law.  This may include sharing your information with non-affiliated companies that perform support services for your account.

Links
The Glendale Securities, Inc. Website may contain links to other websites.  Glendale Securities, Inc. is not responsible for the privacy policies or practices or the content of those sites.

OPT Out Policy.  You may opt-out of the disclosure of non-public personal information to a non-affiliated third party by giving us notice in writing or e-mail.

Changes to this Privacy Policy
Glendale Securities, Inc. reserves the right to make changes to this policy.  Please review this page for updates to this policy.

If our relationship ends, we will continue to treat the information as described in this Privacy Notice.

 
     
Contact Us | Privacy Statement | Day Trading | SEC Rule 605 & 606 | Site Map | Margin Disclosure Statement

Business Continuity Plan | Options Disclosure Statement | Customer Identification | Penny Stock Disclosure

 
System response and access times may vary due to market conditions, system performance, and other factors. Non-U.S. residents may be subject to country-specific restrictions. Options involve risk and are not suitable for all investors. This is not an offer or solicitation for brokerage services, investment advisory services, or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction. View Registered Jurisdictions.
Copyright © Glendale Securities, Inc., 2006. All Rights Reserved. Member FINRA and SIPC .